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[Federal Register: August 14, 2001 (Volume 66, Number 157)]



[Rules and Regulations]               



[Page 42587-42595]



From the Federal Register Online via GPO Access [wais.access.gpo.gov]



[DOCID:fr14au01-1]                         











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Rules and Regulations



                                                Federal Register



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[[Page 42587]]















DEPARTMENT OF JUSTICE







Immigration and Naturalization Service







8 CFR Parts 212, 214, 245, 248, and 274a







[INS No. 2127-01]



RIN 1115-AG12







 



``K'' Nonimmigrant Classification for Spouses of U.S. Citizens 



and Their Children Under the Legal Immigration Family Equity Act of 



2000







AGENCY: Immigration and Naturalization Service, Justice.







ACTION: Interim rule with request for comments.







-----------------------------------------------------------------------







SUMMARY: This rule amends the Immigration and Naturalization Service 



(Service) regulations to implement section 1103 of the Legal 



Immigration Family Equity (LIFE) Act, Public Law 106-553. Section 1103 



of the LIFE Act creates a new nonimmigrant classification for the 



spouses of U.S. citizens and their children. Previously, spouses of 



U.S. citizens and their children who were the beneficiaries of pending 



or approved petitions could enter the United States only with immigrant 



visas. Following the enactment of LIFE, spouses of U.S. citizens and 



their children who are the beneficiaries of pending or approved visa 



petitions can be admitted initially as nonimmigrants and adjust to 



immigrant status later while in the United States. This regulation 



implements the new K nonimmigrant classification for the spouses of 



U.S. citizens and their children, and establishes filing and 



adjudication procedures for it. Following publication of this interim 



rule, aliens will be able to apply for this new K nonimmigrant status.







DATES: Effective date: This interim rule is effective August 14, 2001.



    Comment date: Written comments must be submitted on or before 



October 15, 2001.







ADDRESSES: Please submit written comments to the Director, Policy 



Directives and Instructions Branch, Immigration and Naturalization 



Service, 425 I Street, NW., Room 4034, Washington, DC 20536. To ensure 



proper handling, please reference INS No. 2127-01 on your 



correspondence. You may also submit comments electronically to the 



Service at INSREGS@USDOJ.GOV. When submitting comments electronically, 



please include INS number 2127-01 in the subject box. Comments are 



available for public inspection at the above address by calling (202) 



514-3048 to arrange for an appointment.







FOR FURTHER INFORMATION CONTACT: Michael Hardin, Office of 



Adjudications, Immigration and Naturalization Service, 425 I Street, 



NW., Room 3214, Washington, DC 20536, telephone (202) 514-4754.







SUPPLEMENTARY INFORMATION: This supplemental information section is 



organized as follows:







I. Introduction and background



    A. Overview of LIFE section 1103



    B. Analysis of LIFE section 1103



    C. Terminology of new classifications



II. Obtaining K-3/K-4 Status



    A. Eligibility



    B. Application procedures



    C. Admission



III. Maintaining K-3/K-4 nonimmigrant status



    A. Changing to or from K-3/K-4 nonimmigrant status



    B. Employment authorization



    C. Extension of status



    D. Termination of status



IV. Adjusting status from K-3/K-4 to permanent resident



    A. Section 216 and conditional resident status



    B. Travel outside of the United States while in K-4 status



    C. Medical examinations



    D. Affidavit of support







I. Introduction and Background







    The LIFE Act, enacted on December 21, 2000, as Public Law 106-553, 



made several significant changes to the Immigration and Nationality Act 



(Act). A brief overview and a more thorough analysis of the LIFE Act 



are included as follows.







A. Overview of LIFE Section 1103







    LIFE created a new nonimmigrant classification for spouses and 



children of U.S. citizens at section 101(a)(15)(I)(ii) of the Act. 



Previously, the ``K'' nonimmigrant classification was limited to a 



fiancee or fiancee of a U.S. citizen seeking to enter the U.S. to 



complete a marriage within 90 days of entry, and the fiance/fiancee's 



child.



    Prior to the passage of LIFE, aliens who were married to a U.S. 



citizen and living abroad had to obtain an immigrant visa outside of 



the United States prior to admission. Although spouses of U.S. citizens 



are not subject to numerical limitations and, therefore, do not need to 



wait for a current visa number under section 201(b)(2)(A) of the Act, 



the process for immigrants is more burdensome and lengthy than for 



nonimmigrants. Presently, aliens who wish to immigrate to the United 



States to be with their U.S. citizen spouse frequently have to wait for 



as long as 1 year for the Service to approve the initial petition and 



the Department of State to issue the immigrant visa. This results in 



the family members being separated while waiting for their applications 



to be processed. The LIFE Act addresses this lengthy family separation 



by creating a nonimmigrant classification for spouses to citizens and 



their children to expedite their entry to the United States.







B. Analysis of LIFE Section 1103







    Subsection 1103(a) of LIFE amends section 101(a)(15)(K) of the Act. 



Prior to LIFE, the K nonimmigrant classification was limited to the 



fiance/fiancee of a U.S. citizen and the fiance/fiancee's children. 



This classification still exists, and LIFE section 1103(a) redesignates 



it as section 101(a)(15)(K)(i) of the Act, with the fiance/fiancee's 



children now classified at section 101(a)(15)(K)(iii) of the Act.



    LIFE section 1103(a) adds a classification for the spouse of a U.S. 



citizen at section 101(a)(15)(K)(ii) of the Act. The new section 



101(a)(15)(K)(ii) of the Act has three requirements for an alien to 



obtain this nonimmigrant classification. First, the alien must already 



be married to a U.S. citizen who has filed a relative visa petition on 



his or her behalf with the Service for purposes of an immigrant visa. 



Second, that same U.S. citizen spouse must be petitioning on that 



alien's behalf to







[[Page 42588]]







obtain a nonimmigrant visa. Third, the alien must be seeking to enter 



the United States to wait the ``availability of an immigrant visa.'' 



Section 1103(a) also classifies the children of (K)(ii) aliens under 



section 101(a)(15)(K)(iii) of the Act.



    Subsection 1103(b) adds a new subsection (p) to section 214 of the 



Act, which generally covers admission of nonimmigrants. Subsection 



214(p) of the Act is divided into three paragraphs:



     The new section 214(p)(1) of the Act requires the 



petitioner to file a petition in the United States for the purpose of 



obtaining nonimmigrant K status for his or her spouse. The petition 



must be approved by the Service prior to the issuance of the 



nonimmigrant visa by the consular officer abroad.



     The new section 214(p)(2) of the Act requires the alien 



described in section 101(a)(15)(K)(ii) of the Act to be in possession 



of the nonimmigrant K visa as a spouse at the time of admission, and 



that the visa must be issued from the same foreign state in which the 



marriage occurred, if the marriage occurred outside of the United 



States. This rule provides an exception when the United States does not 



have a visa issuing post in that state.



     The new section 214(p)(3) of the Act provides that the new 



nonimmigrant K status will terminate 30 days following the denial of 



the relative visa petition or application for immigrant status based on 



such a petition. Therefore, if the Form I-130, Petition for Alien 



Relative, the immigrant visa application, or the adjustment of status 



application of an alien admitted under section 101(a)(15)(K)(ii) of the 



Act, or the child of such an alien who accompanied or followed to join 



such an alien, is subsequently denied, the spouse and child's K 



nonimmigrant status will terminate automatically 30 days later and the 



alien(s) must leave the United States. For purposes of termination of 



the new K statuses, these petitions or applications are denied when the 



applicable administrative appeal has been exhausted, or the period to 



appeal has expired.



    Section 1103(c) of LIFE makes conforming amendments to sections 



214, 216, and 245 of the Act. Section 214(d), which covers the issuance 



of a K nonimmigrant visa to a fiance or fiancee of a U.S. citizen, is 



amended to cover only section 101(a)(15)(K)(i) of the Act, which now 



corresponds only to the fiance/fiancee of a U.S. citizen.



    LIFE section 1103(c) also adds references to the new section of the 



Act covering nonimmigrant K spouses (section 214(p)) to two sections of 



the Act dealing with combating marriage fraud. A reference to section 



214(p) is added to section 216(b)(1)(B) of the Act, so that any finding 



by the Service that a fee or other consideration was given for the 



purpose of filing the relative visa petition or the petition to obtain 



K nonimmigrant status for a spouse results in termination of the K 



status and the alien being placed in removal proceedings. (This does 



not apply to a fee or other consideration paid to an attorney for 



assistance in preparation of a lawful petition.) A reference to section 



214(p) is also added to section 216(d)(1)(A)(ii) of the Act, so that at 



the time the alien spouse attempts to remove conditions on the 



permanent resident status, he or she will be required to affirm that no 



fee (with the same exception) was given to file the original petition 



in which the alien obtained nonimmigrant K status.



    Section 1103(c) of LIFE amends section 245 of the Act. Section 



245(d) of the Act is amended by striking language pertaining 



specifically to fiance/fiancees, so that all who adjust status to 



permanent resident from the K nonimmigrant classification, as a spouse, 



fiance/fiancee, or a minor child of either, are subject to the 



conditional residency requirements of section 216 of the Act. Further, 



a K nonimmigrant classification, whether a spouse, a fiance/fiancee, or 



the child of either, may only apply for adjustment of status based on 



the alien spouse's (or, in the case of a minor child, the alien 



parent's) marriage to the citizen who filed the original petition to 



obtain that alien's status under section 101(a)(15)(K) of the Act.



    Also, LIFE section 1103(c) amends section 245(e)(3) of the Act. 



Section 245(e)(3) provides for a ``bona fide'' marriage exeption to the 



general rule that an alien may not adjust to permanent resident status 



while in exclusion, deportation, or removal proceedings. In order for 



the marriage to be ``bona fide'' and for the applicant to qualify for 



this exception, the applicant must show, among other things, that no 



fee was given for the filing of a petition for the alien spouse and/or 



child. LIFE adds any petition filed as part of the new section 214(p) 



to the list of petitions to which this applies.



    Finally, section 1103(d) of LIFE states that the law became 



effective on the date the legislation was enacted, which was December 



21, 2000.







C. Terminology of New Classifications







    To date, ``K'' nonimmigrants have been designated as ``K-1,'' for 



the fiancee of a U.S. citizen, or ``K-2,'' for their children 



accompanying them or following to join. LIFE amended the Act to 



redefine section 101(a)(15)(K)(ii) aliens as U.S. citizen spouses, and 



section 101(a)(15)(K)(iii) as the children of either a fiance(e) 



entering under (K)(i) or a spouse entering under (K)(ii). For the sake 



of consistency, the Service will not change the original classification 



designations of the fiance(e)s and their accompanying children, which 



will remain ``K-1'' and ``K-2,'' respectively. United States citizen 



spouses and children will be designated as ``K-3'' and ``K-4'' 



respectively. While all of this does not precisely match the statutory 



sections of the Act, the Service feels that changing well-established 



nonimmigrant classification designations would cause more confusion 



than this slight deviation from the statutory numbering. We invite 



comment on this decision. This regulation adds ``K-3'' and ``K-4'' to 



the Service's list of classification designations at 8 CFR 214.1(a)(2).







II. Obtaining K-3/K-4 Status







    This regulation adds paragraphs concerning the new K nonimmigrant 



classification (K-3/K-4) to 8 CFR 214.2(k). The original sections of 8 



CFR 214.2(k) dealing with fiance/fiancees and their children will 



remain the same with one exception. This regulation removes 



Sec. 214.2(k)(6)(i), which applied only to immigrant visas issued prior 



to November 10, 1986, since it is now clearly out of date. This section 



is removed and reserved. The K nonimmigrant spouse provisions added at 



Sec. 214.2(k) are discussed in this section.







A. Eligibility







    Only spouses of U.S. citizens and their children are eligible for 



the new K-3 or K-4 nonimmigrant classification. Other relatives of U.S. 



citizens, as well as any relatives of lawful permanent residents, are 



not eligible. Further, the citizen petitioner must have filed Form I-



130, Petition for Alien Relative, with the Service on behalf of the 



spousal beneficiary seeking a K-3 nonimmigrant classification. A Form 



I-129F, Petition for Alien Fiance, must also be filed with and approved 



by the Service for the purposes of obtaining K-3/K-4 nonimmigrant 



status for a spouse and any children of the spouse as defined in 



section 101(b)(1)(A) through (E) of the Act. If there is more than one 



beneficiary, only one Form I-129F need be filed.



    Note that the U.S. citizen petitioner is not required to file a 



Form I-130 immigrant visa petition on behalf of the alien's children 



seeking K-4 nonimmigrant status, since K-4 is







[[Page 42589]]







merely a derivative nonimmigrant classification. Nonimmigrant K-4's are 



dependent on the K-3 for their status, similar to the relationship 



between the K-1 and the K-2. Therefore, K-4 eligibility is restricted 



to those whose parents are eligible for a K-3 nonimmigrant 



classification. K-4 aliens must be under 21 years of age and unmarried, 



in order to continue to meet the definition of ``child'' under section 



101(b)(1) of the Act.



    However, nothing in the law prevents the U.S. citizen stepparent 



from filing Form I-130 for the child, and such action would be prudent 



and beneficial to the child. The child will not be able to adjust 



status to that of a lawful permanent resident (LPR) or even file an 



application for that status until the U.S. citizen stepparent files 



Form I-130 on the child's behalf. If the U.S. citizen never files the 



Form I-130 on behalf of the child, the biological parent may do so 



after immigrating, but the child may have to wait for a visa number to 



become available. In addition, since the parent would no longer be in 



K-3 status but would be an LPR, the child would no longer be in lawful 



K-4 status, since it is merely a derivative classification.



    In addition, the Service interprets the word ``availability'' in 



the phrase ``awaiting the approval of such petition and the 



availability to the applicant of an immigrant visa'' in the new section 



101(a)(15)(K)(ii) of the Act to mean the approval of the adjustment of 



status application. This appears to comport with the Congressional 



intent even though the concept of visa ``availability'' in other 



contexts (sections 202, 203, and 245 of the Act) relates to per country 



and preference limitations. Read literally, the language in (K)(ii) 



could mean that those aliens with approved Form I-130 petitions on 



their behalf would not be eligible for K-3/K-4 status. This is because 



those aliens would not need to await the approval of the petition and 



because no visa number is needed by an immediate relative of a U.S. 



citizen. A visa is available as soon as the Form I-130 is approved. 



However, since the new section 214(p)(3) of the Act provides that the 



(K)(ii) or (K)(iii) nonimmigrant status shall terminate 30 days after 



the denial of the Form I-130, the application for an immigrant visa, or 



the adjustment of status application, the term ``availability of an 



immigrant visa,'' appears to have a different meaning than the same 



term in sections 202, 203, and 245 of the Act. The Service believes 



that Congress did not intend to create a nonimmigrant classification 



for spouses and children of U.S. citizens that is based on the filing 



of a Form I-130 petition, only to see that classification cut off to 



them part of the way through the immigration process. However, the 



Service also believes that Congress did not intend for this K-3/K-4 



status to be of indefinite duration and that status holders must be 



taking steps to ultimately immigrate.



    To ease applicant burden and to avoid any confusion, the Service 



recommends that petitioners whose alien spouses wish to first obtain a 



K-3/K-4 visa abroad and later adjust while in the United States so 



state in Question 21 of Form I-130. Petitioners may state in this 



question that their beneficiary will apply for adjustment of status in 



the United States. Petitioners who have previously stated on an 



approved Form I-130 that the beneficiary would visa process abroad 



should notify the Service that they now intend to apply for a K-3/K-4 



nonimmigrant visa and will be applying for adjustment of status to that 



of lawful permanent resident in the United States. The Service will 



then request that the Department of State's National Visa Center (NVC) 



return the approved Form I-130 to the Service Center with jurisdiction.







B. Application Procedures







    As stated in the previous paragraph, an alien seeking admission as 



a K-3 or K-4 must have the citizen petitioner file with the Service, 



Form I-130, with fee, on the alien spouse's behalf. The citizen 



petitioner must also file Form I-129F, with fee, for the purposes of 



obtaining nonimmigrant K-3/K-4 status for the spouse/children. Once the 



current Form I-129F is approved, the Service will notify the American 



consulate abroad specified on the petition. If the marriage took place 



abroad, the Service will notify a consulate in the country where the 



marriage took place. However, in the event that country does not have a 



visa-issuing post, the Department of State has determined that the visa 



must be issued at the consular post having jurisdiction to issue 



immigrant visas for nationals of that country. (See State Department 



regulations at 22 CFR 41.61.) The alien beneficiary may then appear at 



the consulate to apply for the nonimmigrant visa from the Department of 



State.



    The Form I-129F is a temporary solution to the need for a new 



Service form to deal with the requirements of section 214(p)(1) of the 



Act, added by LIFE section 1103(b). As previously stated, section 



1103(b) creates the new section 214(p)(1) of the Act, stating that all 



beneficiaries under section 101(a)(15)(K)(ii) of the Act and their 



children must have had a petition approved by the Service on their 



behalf to obtain K-3/K-4 status. The Service plans to design a new form 



for this purpose, but because LIFE is already effective and a process 



is needed to implement it immediately, the Service will use the Form I-



129F until further notice. Applicants using Form I-129F to apply for K-



3/K-4 status should omit sections (B)(18) and (B)(19) as instructed on 



the new version of the form.



    Although the new K-3/K-4 is a nonimmigrant classification, the 



alien spouse will still be required to meet certain State Department 



requirements and regulations as though they were applying for an 



immigrant visa. This is consistent with treatment of U.S. citizens' 



fiancees and their children entering as K-1/K-2's, and recognizes the 



nature of this nonimmigrant classification. Although entering as 



nonimmigrants, these aliens plan to ultimately stay in the United 



States permanently. Regulations pertinent to State Department ``K'' 



nonimmigrant processing can be found at 22 CFR 41.81.



    In addition, applicants for the new K-3/K-4 classification are 



subject to section 212(a)(9)(B) of the Act. LIFE did not exempt aliens 



applying for the new K nonimmigrant classification from the 3- and 10-



year bars of section 212(a)(9)(B) of the Act, as it did for the other 



new visa category, the V classification, that LIFE created at LIFE 



section 1102(b). The Service does not anticipate that many potential K 



nonimmigrants will be affected by this provision, as many of them will 



be entering the United States for the first time. However, in order to 



ensure that the K-3/K-4 nonimmigrants have the opportunity to apply for 



the same waiver provisions as do the K-1/K-2's, 8 CFR 212.7(a) is 



amended to include them.



    Applications for K-3/K-4 status should be sent to the following 



address: Immigration and Naturalization Service, P.O. Box 7218, 



Chicago, IL 60680-7218







C. Admission







    Aliens appearing at U.S. Ports-of-Entry (POE) with a valid 



nonimmigrant K-3 visa will be inspected, and, if admissible, will be 



admitted into the United States for a period of 2 years. Similarly, an 



alien appearing at a POE with a valid nonimmigrant K-4 visa will be 



admitted for a period of 2 years or until the day before the alien's 



21st birthday, whichever is shorter. 8 CFR 212.1(h) will be amended to 



include spouses of U.S. citizens under the K provision requiring visa 



documentation as a condition of admission. Also, 8 CFR 214.2(k)(8) is 



added, which includes the admission periods.







[[Page 42590]]







III. Maintaining K-3/K-4 Nonimmigrant Status







    K-3/K-4 nonimmigrant aliens are authorized to remain in the United 



States for the period of time specified on their Form I-94. Specific 



issues arising during this admission period are discussed in the 



following paragraphs.







A. Changing to or From K-3/K-4 Nonimmigrant Status







    The LIFE Act does not directly address whether nonimmigrants may 



change from another nonimmigrant status to a K-3/K-4 while in the 



United States. However, the Joint memorandum on LIFE issued by Congress 



states that the K visa is intended ``* * * to be a speedy mechanism for 



the spouses and minor children of U.S. citizens to obtain their 



immigrant visas in the U.S., rather than wait for long periods of time 



outside the U.S.'' The implication in this statement is that aliens 



seeking the benefits of the K-3/K-4 classification would not already be 



in the United States.



    In addition, section 1102 of LIFE provides a specific change of 



status provision for the new V visa but section 1103 omits such a 



provision for a nonimmigrant K-3/K-4 visa. Further, section 214(p)(1) 



suggests that action by the consular officer abroad is required after 



the Attorney General approves the K petition.



    Therefore, the Service has determined that nonimmigrant aliens will 



not be able to change from another nonimmigrant status to K status 



while in the United States. Overall, the purpose of the ``K'' 



nonimmigrant classification, in both the original K-1/K-2 form and the 



additions from LIFE, is family reunification. United States citizens 



whose spouses and children are in the United States are already unified 



and therefore do not fall within the K-3/K-4 classification's purposes. 



Accordingly, 8 CFR 248.1 is amended to prohibit change of status to all 



nonimmigrant classifications in section 101(a)(15)(K) of the Act, 



including those added by LIFE section 1103.



    Congress, when passing LIFE, did not amend section 248 of the Act, 



which specifically prohibits K nonimmigrants from changing to any other 



nonimmigrant classification. Therefore, K-3 and K-4 nonimmigrants may 



not change to any other nonimmigrant classification. This is comparable 



to the prohibition against adjustment of a K to LPR on any basis other 



than the marriage on which the K petition was based, as stated in 



section 245(d) of the Act.



    The Service notes, however, that neither of these prohibitions will 



affect the ability of alien spouses and children of U.S. citizens in 



the United States to remain. A United States citizen's spouse and 



children remain eligible to file for permanent residency at any time if 



the petitioner files Form I-130, and the beneficiary files Form I-485, 



Application for Adjustment to Permanent Residence. While these are 



pending, the spouse of the U.S. citizen and his or her child may remain 



in the United States without accruing unlawful presence, and may obtain 



work authorization and permission to travel outside the United States 



and return.







B. Employment Authorization







    Aliens admitted to the United States as a K-3 or K-4 nonimmigrant 



will be authorized to work incident to status as are K-1 and K-2 



nonimmigrants. However, similar to what is required of K-1 and K-2 



aliens, K-3 and K-4 nonimmigrants will still need to file Form I-765, 



Application for Employment Authorization, and the fee, with the Service 



to obtain evidence of eligibility to work legally in the U.S. This 



regulation adds the K-3/K-4 nonimmigrant classification to 8 CFR 



274a.12(a)(9).



    However, aliens classified as K-3/K-4 seeking to renew employment 



authorization documents will be required to show that they are pursuing 



the immigration process and still meet the necessary nonimmigrant 



classification by having an application or petition awaiting approval. 



In order to renew employment authorization as a K-3/K-4, the applicants 



will have to show that the Form I-130 has been filed on their behalf, 



and, if the Form I-130 has been approved, that their application for an 



immigrant visa or their application for adjustment of status has been 



filed with the Service or Department of State, as applicable, in order 



to receive a second employment authorization document. This renewal may 



be requested concurrently with the application for extension of stay, 



and is discussed in paragraph (C) below.



    Applications for employment authorization for those in K-3/K-4 



status should be sent to the following address: Immigration and 



Naturalization Service, P.O. Box 7218, Chicago, IL 60680-7218.







C. Extension of Status







    Following the 2-year admission period, a K-3 and K-4 nonimmigrant 



may apply with the Service for an extension of stay using Form I-539, 



Application for Extension of Stay, in 2-year increments. Since the 



Service believes that the purpose of the K-3 and K-4 nonimmigrant 



classifications is to provide family reunification while the 



immigration process is ongoing, the Service will require an alien 



seeking an extension of stay to have filed a Form I-485 or an 



application for an immigrant visa. If Form I-485 or application for an 



immigrant visa has not been filed, the alien must be still awaiting 



approval of the pending Form I-130, in order to be eligible for an 



extension of stay, or be able to provide the Service with ``good 



cause'' as required by the new 8 CFR 214.2(k)(10)(ii) added by this 



regulation. In addition, the alien must continue to be married to the 



U.S. citizen spouse who petitioned for the alien's K status. Finally, 



the U.S. citizen parents (including stepparents) of K-4 aliens should 



file Form I-130 on the child's behalf at the earliest possible time, if 



they have not already done so. These requirements will ensure that all 



aliens who enter as K-3 and K-4 nonimmigrants ultimately continue the 



immigration process to become permanent residents and continue to meet 



the statutory definition of the K-3/K-4 nonimmigrant classification.



    If the Service intends to deny an application filed for an 



extension of K-3/K-4 status, the Service will send the applicant a 



notice of intent to deny and the basis for the proposed denial. The 



applicant will then have 30 days from the date of the notice to submit 



additional information in rebuttal. No appeal shall be available for 



Form I-539 denials which are filed for an extension of K-3/K-4 status, 



pursuant to 8 CFR 214.1(c)(5).



    The Service expects that this requirement will have no impact on 



the majority of aliens entering as K-3 or K-4 nonimmigrants. Once in 



the United States, those in K-3 or K-4 status may file for adjustment 



of status at any time following the approval of their Form I-130 



petition as immediate relatives of U.S. citizens, and most will do so 



very quickly after such approval. However, the Service believes that 



Congress did not intend the K-3 and K-4 classification to be one which 



would be of indefinite duration or one which could be extended in 



perpetuity without the alien spouse or child taking steps to become a 



permanent resident. For this purpose, and to deter marriage fraud, the 



Service will require the Form I-485 to be filed prior to allowing an 



extension of stay as a K-3 or K-4. This regulation adds this 



requirement for K-3/K-4 aliens seeking an extension of stay to 8 CFR 



214.1(c)(2), which generally covers extensions, by requiring these 



aliens to comply with 8 CFR 214.2(k)(10), discussed in paragraph D 



below.







[[Page 42591]]







D. Termination of Status







    Pursuant to LIFE section 1103(c), K-3/K-4 nonimmigrant status will 



terminate 30 days following the denial of one of the following: The 



Form I-130, filed on the alien's behalf by the citizen petitioner; an 



application for an immigrant visa by the alien; or the alien's Form I-



485 adjustment of status application. If any of these is denied, the 



alien will have 30 days to leave the United States or will become 



deportable under section 237(a)(1) of the Act and will begin accruing 



unlawful presence for purposes of sections 212(a)(9)(B) and (C) of the 



Act. In addition, the alien will no longer be authorized to work in the 



United States, and if the alien continues to work without 



authorization, this will be an additional basis for removal. These 



restrictions are added to the regulations at 8 CFR 214.2(k)(10). If the 



K-3's status is terminated, the derivative K-4's status will also be 



simultaneously terminated.



    In addition, the Service notes that for purposes of the new section 



214(p)(3)(A) of the Act and 8 CFR 214.2(k)(2)(viii), that 



``revocation'' will have equal meaning with ``denial.'' If either the 



petitioner's Form I-130, or either of the alien's applications listed 



in LIFE section 1103(c) is denied or is approved but later revoked, the 



alien's K-3/K-4 nonimmigrant status will terminate 30 days later. This 



is consistent with the established notion that the alien ultimately 



bears the burden of proof of eligibility for the benefit sought until 



the visa is issued or adjustment is granted. Events that can cause the 



revocation of petitions are listed in 8 CFR part 205, and include the 



divorce of the citizen petitioner from the alien beneficiary. Congress 



clearly did not intend to allow K-3/K-4 aliens to remain in the United 



States following the dissolution of the marriage that allowed them to 



enter in the first place, and this interpretation assists in avoiding 



that result.



    K-3/K-4 status will also be terminated after 2 years if the alien 



does not file a request for extension of stay with the Service. In 



order for an application for an extension to be approved, the alien 



must show that one of the following has been filed and is awaiting 



approval: (1) The Form I-130 petition, (2) an application for an 



immigrant visa, or (3) a Form I-485 adjustment of status application. 



The Service believes that if none of these factors is present, the 



alien is not ``awaiting approval'' of anything and therefore does not 



meet the definition of section 101(a)(15)(K)(ii) of the Act.



    Finally, K-4 status will be terminated when the alien turns 21 



years of age or is married. Section 101(a)(15)(K)(iii) of the Act 



limits the K-4 classification to the ``minor children'' of K-3 aliens. 



If the K-4 alien turns 21, he or she is no longer a child as defined in 



section 101(b)(1) of the Act. Therefore, in the event either of these 



occurs, the K-4 alien's status will terminate. This is another 



incentive for the citizen petitioner to file Form I-130 on behalf of 



the K-4 alien child as soon as possible, so that the child may adjust 



status as soon as possible. Once the K-3 spouse obtains LPR status, 



there will be no basis for the K-4 dependent's status.







IV. Adjusting Status From K-3/K-4 to Permanent Resident







    As previously stated, the Service expects most K-3/K-4 aliens to 



quickly file for adjustment of status following admission to the United 



States. Those admitted as K-3/K-4 aliens do not have to wait for a visa 



number to become current and may apply for adjustment at any time 



following the filing of the Form I-130 petition (or both may be filed 



concurrently for the K-4). This section therefore explains some of the 



issues relating to adjustment from K-3/K-4 status to permanent resident 



status.







A. Section 216 and Conditional Residence Status







    As previously noted in the preamble, LIFE amends section 245(d) of 



the Act by removing the language relating specifically to fiance(e)s 



and broadens the section to now cover anyone admitted under section 



101(a)(15)(K) of the Act. Accordingly, those adjusting from K-3/K-4 



status to permanent resident status may only do so as a result of a 



marriage to the original U.S. citizen petitioner who filed a petition 



on behalf of the K-3/K-4 nonimmigrants. In addition, they are subject 



to the requirement of conditional residency of section 216 of the Act. 



Section 216 of the Act requires aliens who are adjusting status based 



on a marriage of less than 24 months in duration to become 



``conditional permanent residents'' following adjustment. Conditional 



permanent residents have the same status, rights, and privileges as 



permanent residents, except that they must file a petition to remove 



the conditions with the Service within 90 days of the 2-year 



anniversary of receiving conditional permanent resident status. This 



process is outlined in section 216 of the Act and 8 CFR part 216.



    The Service notes, however, that aliens who are married longer than 



24 months at the time of adjustment are not subject to the conditional 



residency requirements. Section 245(d) of the Act requires aliens 



adjusting from K status to be subject to the conditions of section 216 



of the Act, but section 216(a) of the Act states that section 216 of 



the Act as a whole only applies to those who meet the definition of 



``alien spouse'' of section 216(g)(1) of the Act. Section 216(g)(1) of 



the Act provides that adjustment on the basis of marriage that took 



place more than 24 months before the alien obtains lawful permanent 



resident status is not granted on a conditional basis. Therefore, 



aliens who end up adjusting status 2 years or more following the 



original marriage will not be subject to the conditional residency 



requirements, although they will still have to meet all of the other 



criteria for adjusting status.







B. Travel Outside of the U.S. While in K-3/K-4 Status







    Aliens present in the United States in a K-3/K-4 nonimmigrant 



classification may travel outside of the United States and return using 



their nonimmigrant K-3/K-4 visa, even if they have filed for adjustment 



of status in the United States prior to departure. The Service 



recognizes that although the K-3/K-4 status is a nonimmigrant 



classification, aliens entering with this status have an intent to stay 



in the United States permanently. The definition of a K-3/K-4 



nonimmigrant alien does not require that such an alien have a foreign 



residence that he or she has no intent of abandoning. Such aliens are 



married to a U.S. citizen and are coming to the U.S. to live with their 



spouse. Accordingly, the Service will not presume that departure 



constitutes abandonment of an adjustment application that has been 



filed.



    This rule is different for a K-3/K-4 nonimmigrant than for fiances 



and their children (K-1/K-2). The Service notes that applicants for 



adjustment of status who entered as a K-1 or K-2 nonimmigrant, and who 



later filed to adjust status, will continue to be required to obtain 



advance parole to avoid abandonment of their adjustment application 



upon departure, as provided in 8 CFR 245.2(a)(4). This is the case 



because K-1/K-2 aliens have only a 90-day period of admission prior to 



being required to marry the citizen petitioner and file for an 



adjustment application. Unlike those in K-3/K-4 status, K-1/K-2 aliens 



will have no status or visa to fall back on following the filing of 



their adjustment application.







[[Page 42592]]







C. Medical Examinations







    According to 8 CFR 245.5, aliens seeking to adjust status are 



required to undergo a medical examination performed by a designated 



civil surgeon to determine whether they are inadmissible under section 



212(a)(1)(A) of the Act. To date, applicants for K nonimmigrant visas 



have been required to obtain a medical examination abroad pursuant to 



Department of State regulations at 22 CFR 41.81 prior to entry, and the 



medical examination is not repeated if they apply for adjustment of 



status within 1 year of the date the examination was performed. They 



are, however, required to submit with the adjustment of status 



application a vaccination assessment completed by a designated civil 



surgeon in order to establish their compliance with the vaccination 



requirements under section 212(a)(1)(A)(ii) of the Act.



    The Service will continue this same policy for the K-3/K-4 



nonimmigrants. K-3/K-4 nonimmigrants who file their adjustment of 



status application within 1 year from the date of the medical 



examination overseas will not have to submit an additional medical 



examination. However, the Service notes that applicants whose medical 



examinations overseas revealed a ``Class A'' or ``Class B'' condition 



(as defined by 42 CFR 34.2(b)) must establish upon application for 



adjustment of status that they complied with those conditions imposed 



on the initial admission. Failure to comply with those conditions means 



that a new medical examination will be required.







D. Affidavit of Support







    The Service also notes that aliens entering as K-3/K-4 nonimmigrant 



aliens will not be subject to the Affidavit of Support requirements of 



section 213A of the Act and 8 CFR part 213a. Instead, they will be 



treated the same as K-1/K-2 nonimmigrants and be required to file a 



Form I-864, Affidavit of Support Contract Between Sponsor and Household 



Member, at the time of adjustment. No Service regulatory changes are 



necessary for this point, but the Service felt this was still a 



relevant point for this supplemental section, as the Form I-864 is a 



significant part of the adjustment process as well as for the immigrant 



visa process abroad.







Good Cause Exception







    The Service's implementation of this rule as an interim rule, with 



provisions for post-promulgation public comments, is based on the 



``good cause'' exceptions found at 5 U.S.C. 553(b)(B) and (d)(3). The 



immediate implementation of this rule without prior notice and comment 



is necessary as Public Law 106-553 became effective December 21, 2000. 



This interim rule establishes the proper rules and filing procedures 



for the part of the LIFE Act creating a new ``K'' nonimmigrant 



classification for spouses and children of U.S. citizens. Publishing a 



proposed rule would not take effect immediately and because of the 



necessary comment period would result in a lengthy delay in processing 



for those already eligible for this benefit.



    In fact, eligible aliens have already filed applications with the 



Service's local offices while the Service has been in the process of 



drafting regulations. Many of these applicants are filing on the wrong 



forms, which do not provide sufficient information for adjudication 



decisions. The Service has no other recourse but to return the 



incorrect forms. Therefore, it is of significant importance that the 



Service publish regulations to establish appropriate procedures as soon 



as possible. Since prior notice and public comments with respect to 



this interim rule are impractical and contrary to public interest, 



there is good cause under 5 U.S.C. 553 to make this rule effective upon 



the date of publication in the Federal Register.







Regulatory Flexibility Act







    The Acting Commissioner of the Immigration and Naturalization 



Service, in accordance with the Regulatory Flexibility Act (5 U.S.C. 



605(b)), has reviewed this regulation and, by approving it, certifies 



that this rule will not have a significant economic impact on the 



substantial number of small entities because this regulation affects 



family members of U.S. citizens. It does not have an effect on small 



entities as that term is defined in 5 U.S.C. 601(6).







Unfunded Mandates Reform Act of 1995







    This rule will not result in the expenditure by State, local and 



tribal governments, in the aggregate, or by the private sector, of $100 



million or more in any one year, and it will not significantly or 



uniquely affect small governments. Therefore, no actions were deemed 



necessary under the provisions of the Unfunded Mandates Act of 1995.







Small Business Regulatory Fairness Act of 1996







    This rule will not result in the expenditure by State, local, and 



tribal governments, in the aggregate, or by the private sector, of $100 



million or more; a major increase in costs or prices; or significant 



adverse effects on competition, employment, investment, productivity, 



innovation, or an ability of the United States-based companies to 



compete with foreign-based companies in domestic and export markets.







Assessment of Regulatory Impact on the Family







    This immigration law facilitates reunification of families by 



according preferences to aliens who are the immediate relatives of 



citizens. This regulation creates an additional nonimmigrant 



classification through which these aliens may be reunified with their 



U.S. citizen family member. For this reason, the Acting Commissioner 



has determined, as provided by section 654 of the Treasury and General 



Government Appropriations Act, Public Law 105-277, Division A, section 



101(h), 122 Stat. 2681, 2681-528, that this interim rule will not have 



an adverse impact on the strength or stability of the family.







Executive Order 12866







    This rule is considered by the Department of Justice, Immigration 



and Naturalization Service, to be a ``significant regulatory action'' 



under Execution Order 12866, section 3(f), Regulatory Planning and 



Review. Accordingly, this regulation has been submitted to the Office 



of Management and Budget for review.







Executive Order 13132







    This rule will not have substantial direct effects on the States, 



on the relationship between the National Government and the States, or 



on the distribution of power and responsibilities among the various 



levels of government. Therefore, in accordance with section 6 of 



Executive Order 13132, it is determined that this rule does not have 



sufficient federalism implications to warrant the preparation of a 



federalism summary impact statement.







Executive Order 12988 Civil Justice Reform







    This interim rule meets the applicable standards set forth in 



sections 3(a) and 3(b)(2) of Executive Order 12988.







Paperwork Reduction Act







    The information collection requirement (Form I-129F) contained in 



this rule has been approved for use by the Office of Management and 



Budget under emergency review procedures contained in the Paperwork 



Reduction Act. The emergency clearance is good for 180 days from the 



date of OMB approval. Prior to its renewal by OMB, INS will publish a 



notice in the Federal Register soliciting comment on the







[[Page 42593]]







form. The OMB control number for this collection is contained in 8 CFR 



299.5, Display of control numbers.







List of Subjects







8 CFR Part 212







    Administrative practice and procedure, Aliens, Immigration, 



Passports and visas, Reporting and recordkeeping requirements.







8 CFR Part 214







    Administrative practice and procedure, Aliens, Employment, 



Reporting and recordkeeping requirements.







8 CFR Part 245







    Aliens, Immigration, Reporting and recordkeeping requirements.







8 CFR Part 248







    Aliens, Reporting and recordkeeping requirements.







8 CFR Part 274a







    Administrative practice and procedure, Aliens, Employment, 



Penalties, Reporting and recordkeeping requirements.







    Accordingly, chapter I of title 8 of the Code of Federal 



Regulations is amended as follows:







PART 212--DOCUMENTARY REQUIREMENTS: NONIMMIGRANTS; WAIVERS; 



ADMISSION OF CERTAIN INELIGIBLE ALIENS; PAROLE







    1. The authority citation for part 212 continues to read as 



follows:







    Authority: 8 U.S.C. 1101, 1102, 1103, 1182, 1184, 1187, 1225, 



1226, 1227, 1228, 1252; 8 CFR part 2.











    2. In Sec. 212.1, paragraph (h) is revised to read as follows:











Sec. 212.1  Documentary requirements for nonimmigrants.







* * * * *



    (h) Nonimmigrant spouses, fiancees, fiances, and children of U.S. 



citizens. Notwithstanding any of the provisions of this part, an alien 



seeking admission as a spouse, fiancee, fiance, or child of a U.S. 



citizen, or as a child of the spouse, fiane, or finacee of a U.S. 



citizen, pursuant to section 101(a)(15)(K) of the Act shall be in 



possession of an unexpired nonimmigrant visa issued by an American 



consular officer classifying the alien under that section, or be 



inadmissible under section 212(a)(7)(B) of the Act.



* * * * *







    3. Section 212.7 is amended by:



    a. Revising the section heading;



    b. Revising the heading for paragraph (a);



    c. Revising paragraph (a)(1)(i).



    The revisions read as follows:











Sec. 212.7  Waiver of certain grounds of inadmissibility.







    (a) General.



    (1) * * *



    (i) Immigrant visa or K nonimmigrant visa applicant. An applicant 



for an immigrant visa or ``K'' nonimmigrant visa who is inadmissible 



and seeks a waiver of inadmissibility shall file an application on Form 



I-601 at the consular office considering the visa application. Upon 



determining that the alien is admissible except for the grounds for 



which a waiver is sought, the consular officer shall transmit the Form 



I-601 to the Service for decision.



* * * * *







PART 214--NONIMMIGRANT CLASSES







    5. The authority citation for part 214 continues to read as 



follows:







    Authority: 8 U.S.C. 1101, 1103, 1182, 1184, 1186a, 1187, 1221, 



1281, 1282; sec. 643, Pub. L. 104-428, 110 Stat. 3009-708; Section 



141 of the Compacts of Free Association with the Federated States of 



Micronesia and the Republic of the Marshall Islands, and with the 



Government of Palau, 48 U.S.C. 1901, note and 1931 note, 



respectively; 8 CFR part 2.







    6. Section 214.1 is amended by:



    a. Revising paragraph (a)(1)(v);



    b. Revising the entry for ``101(a)(15)(K)(ii)'' and adding the 



entry for ``101(a)(15)(K)(iii)'' in proper sequence, in the table in 



paragraph (a)(2);



    c. Adding a note at the end of the table in paragraph (a)(2); and 



by



    d. Adding a sentence at the end of paragraph (c)(2).



    The revisions and additions read as follows:











Sec. 214.1  Requirements for admission, extension, and maintenance of 



status.







    (a) * * *



    (1) * * *



    (v) Section 101(a)(15)(K) is divided into (K)(i) for the fiance(e), 



(K)(ii) for the spouse, and (K)(iii) for the children of either;



* * * * *



    (2) * * *







------------------------------------------------------------------------



                 Section                            Designation



------------------------------------------------------------------------







                      *        *        *        *



  101(a)(15)(K)(ii)......................  K-3



  101(a)(15)(K)(iii).....................  K-2; K-4







                      *        *        *        *



------------------------------------------------------------------------











    Note: The classification designation K-2 is for the child of a 



K-1. The classification designation K-4 is for the child of a K-3.







* * * * *



    (c) * * *



    (2) * * * In order to be eligible for an extension of stay, 



nonimmigrant aliens in K-3/K-4 status must do so in accordance with 



Sec. 214.2(k)(10).



* * * * *







    7. Section 214.2 is amended by:



    a. Revising the paragraph heading for paragraph (k);



    b. Revising the reference cite to ``section 101(a)(15)(K)'' to 



``section 101(a)(15)(K)(i)'' in the first sentence in paragraph (k)(1);



    c. Adding the term ``K-1'' immediately before the word 



``beneficiary'' in the heading to paragraph (k)(2);



    d. Adding the term ``K-1'' immediately before the word 



``beneficiary'' or ``beneficiary's'' wherever those terms appear in 



paragraph (k)(2);



    e. Adding the term ``K-1'' immediately before the word 



``beneficiary'' in the second sentence in paragraph (k)(5);



    f. Removing and reserving paragraph (k)(6)(i);



    g. Revising the term ``K'' with ``K-1'' in paragraph (k)(6)(ii);



    h. Adding the term ``K-1'' before the term ``beneficiary'' in the 



first sentence in paragraph (k)(6)(ii);



    i. Adding paragraphs (k)(7) through (k)(11).



    The revisions and additions read as follows:











Sec. 214.2  Special requirements for admission, extension, and 



maintenance of status.







* * * * *



    (k) Spouses, Fiancees, and Fiances of United States Citizens. * * *



    (7) Eligibility, petition and supporting documents for K-3/K-4 



classification. To be classified as a K-3 spouse as defined in section 



101(a)(15)(k)(ii) of the Act, or the K-4 child of such alien defined in 



section 101(a)(15)(K)(iii) of the Act, the alien spouse must be the 



beneficiary of an immigrant visa petition filed by a U.S. citizen on 



Form I-130, Petition for Alien Relative, and the beneficiary of an 



approved petition for a K-3 nonimmigrant visa filed on Form I-129F. The 



petitions with supporting documents shall be filed by the petitioner 



with the director having administrative jurisdiction over the place 



where the petitioner is residing in the United States, or such other 



place as the Commissioner may designate.



    (8) Period of admission for K3/K-4 status. Aliens entering the 



United States







[[Page 42594]]







as a K-3 shall be admitted for a period of 2 years. Aliens entering the 



United States as a K-4 shall be admitted for a period of 2 years or 



until that alien's 21st birthday, whichever is shorter.



    (9) Employment authorization. An alien admitted to the United 



States as a nonimmigrant under section 101(a)(15)(K) of the Act shall 



be authorized to work incident to status for the period of authorized 



stay. K-1/K-2 aliens seeking work authorization must apply, with fee, 



to the Service for work authorization pursuant to Sec. 274a.12(a)(6) of 



this chapter. K-3/K-4 aliens must apply to the Service for a document 



evidencing employment authorization pursuant to Sec. 274a.12(a)(9) of 



this chapter. Employment authorization documents issued to K-3/K-4 



aliens may be renewed only upon a showing that the applicant has an 



application or petition awaiting approval, equivalent to the showing 



required for an extension of stay pursuant to Sec. 214.2(k)(10).



    (10) Extension of stay for K-3/K-4 status. (i) General.  A K-3/K-4 



alien may apply for extension of stay, on Form I-539, Application to 



Extend/Change Nonimmigrant Status, 120 days prior to the expiration of 



his or her authorized stay. Extensions for K-4 status must be filed 



concurrently with the alien's parent's K-3 status extension 



application. In addition, the citizen parent of a K-4 alien filing for 



extension of K status should file Form I-130 on their behalf. Extension 



will be granted in 2-year intervals upon a showing of eligibility 



pursuant to section 101(a)(15)(K)(ii) or (iii) of the Act. Aliens 



wishing to extend their period of stay as a K-3 or K-4 alien pursuant 



to Sec. 214.1(c)(2) must show that one of the following has been filed 



with the Service or the Department of State, as applicable, and is 



awaiting approval:



    (A) The Form I-130, Petition for Alien Relative, filed by the K-3's 



U.S. citizen spouse who filed the Form I-129F;



    (B) An application for an immigrant visa based on a Form I-130 



described in Sec. 214.2(K)(10)(i);



    (C) A Form I-485, Application for Adjustment to that of Permanent 



Residence, based on a Form I-130 described in Sec. 214.2(k)(10)(i);



    (ii) ``Good Cause'' showing. Aliens may file for an extension of 



stay as a K-3/K-4 nonimmigrant after a Form I-130 filed on their behalf 



has been approved, without filing either an application for adjustment 



of status or an immigrant visa upon a showing of ``good cause.'' A 



showing of ``good cause'' may include an illness, a job loss, or some 



other catastrophic event that has prevented the filing of an adjustment 



of status application by the K-3/K-4 alien. The event or events must 



have taken place since the alien entered the United States as a K-3/K-4 



nonimmigrant. The burden of establishing ``good cause'' rests solely 



with the applicant. Whether the applicant has shown ``good cause'' is a 



purely discretionary decision by the Service from which there is no 



appeal.



    (iii) Notice of intent to deny. When an adverse decision is 



proposed on the basis of evidence not submitted by the applicant, the 



Service shall notify the applicant of its intent to deny the 



application for extension of stay and the basis for the proposed 



denial. The applicant may inspect and rebut the evidence and will be 



granted a period of 30 days from the date of the notice in which to do 



so. All relevant material will be considered in making a final 



decision.



    (11) Termination of K-3/K-4 status. The status of an alien admitted 



to the United States as a K-3/K-4 under section 101(a)(15)(K)(ii) or 



(iii) of the Act, shall be automatically terminated 30 days following 



the occurrence of any of the following:



    (i) The denial or revocation of the Form I-130 filed on behalf of 



that alien;



    (ii) The denial or revocation of the immigrant visa application 



filed by that alien;



    (iii) The denial or revocation of the alien's application for 



adjustment of status to that of lawful permanent residence;



    (iv) The K-3 spouse's divorce from the U.S. citizen becomes final;



    (v) The marriage of an alien in K-4 status.



    (vi) The denial of any of these petitions or applications to a K-3 



also results in termination of a dependent K-4's status. For purposes 



of this section, there is no denial or revocation of a petition or 



application until the administrative appeal applicable to that 



application or petition has been exhausted.



* * * * *







PART 245--ADJUSTMENT OF STATUS TO THAT OF PERSON ADMITTED FOR 



PERMANENT RESIDENCE







    11. The authority citation for part 245 continues to read as 



follows:







    Authority: 8 U.S.C. 1101, 1103, 1182, 1255; sec. 202, Pub. L. 



105-100, 111 Stat. 2160, 2193; sec. 902, Pub. L. 105-277, 112 Stat. 



2681; 8 CFR part 2.







    12. Section 245.1 is amended by revising paragraph (c)(6), and by 



adding a new paragraph (i), to read as follows:











Sec. 245.1  Eligibility.







* * * * *



    (c) * * *



    (6) Any alien admitted to the United States as a nonimmigrant 



defined in section 101(a)(15)(K) of the Act, unless:



    (i) In the case of a K-1 fiance(e) under section 101(a)(15)(K)(i) 



of the Act or the K-2 child of a fiance(e) under section 



101(a)(15)(K)(iii) of the Act, the alien is applying for adjustment of 



status based upon the marriage of the K-1 fiance(e) which was 



contracted within 90 days of entry with the United States citizen who 



filed a petition on behalf of the K-1 fiance(e) pursuant to 



Sec. 214.2(k) of this chapter;



    (ii) In the case of a K-3 spouse under section 101(a)(15)(K)(ii) of 



the Act or the K-4 child of a spouse under section 101(a)(15)(K)(iii) 



of the Act, the alien is applying for adjustment of status based upon 



the marriage of the K-3 spouse to the United States citizen who filed a 



petition on behalf of the K-3 spouse pursuant to Sec. 214.2(k) of this 



chapter;



* * * * *



    (i) Adjustment of status from K-3/K-4 status. An alien admitted to 



the United States as a K-3 under section 101(a)(15)(K)(ii) of the Act 



may apply for adjustment of status to that of a permanent resident 



pursuant to section 245 of the Act at any time following the approval 



of the Form I-130 petition filed on the alien's behalf, by the same 



citizen who petitioned for the alien's K-3 status. An alien admitted to 



the United States as a K-4 under section 101(a)(15)(K)(iii) of the Act 



may apply for adjustment of status to that of permanent residence 



pursuant to section 245 of the Act at any time following the approval 



of the Form I-130 petition filed on the alien's behalf, by the same 



citizen who petitioned for the alien's parent's K-3 status. Upon 



approval of the application, the director shall record his or her 



lawful admission for permanent residence in accordance with that 



section and subject to the conditions prescribed in section 216 of the 



Act. An alien admitted to the U.S. as a K-3/K-4 alien may not adjust to 



that of permanent resident status in any way other than as a spouse or 



child of the U.S. citizen who originally filed the petition for that 



alien's K-3/K-4 status.







    13. Section 245.2 is amended by adding a sentence at the end of 



paragraph (a)(4)(ii)(C), to read as follows:











Sec. 245.2  Application.







    (a) * * *



    (4) * * *



    (ii) * * *



    (C) * * * The travel outside of the United States by an applicant 



for adjustment of status, who is not under exclusion, deportation, or 



removal







[[Page 42595]]







proceeding and who is in lawful K-3 or K-4 status shall not be deemed 



an abandonment of the application if, upon returning to this country, 



the alien is in possession of a valid K-3 or K-4 visa and remains 



eligible for K-3 or K-4 status.



* * * * *







    14. Section 245.5 is amended by revising the second sentence to 



read as follows:











Sec. 245.5  Medical examination.







     * * * A medical examination shall not be required of an applicant 



for adjustment of status who entered the United States as a 



nonimmigrant spouse, fiance, or fiancee of a United States citizen or 



the child of such an alien as defined in section 101(a)(15)(K) of the 



Act and Sec. 214.2(k) of this chapter if the applicant was medically 



examined prior to, and as a condition of, the issuance of the 



nonimmigrant visa; provided that the medical examination must have 



occurred not more than 1 year prior the date of application for 



adjustment of status. * * *







PART 248--CHANGE OF NONIMMIGRANT STATUS







    15. The authority citation for part 248 continues to read as 



follows:







    Authority: 8 U.S.C. 1101, 1103, 1184, 1187; 1258; 8 CFR part 2.











Sec. 248.1  [Amended]







    16. Section 248.1(a) is amended by:



    a. Revising the phrase ``his nonimmigrant'' to read ``his or her 



nonimmigrant'' wherever that term appears in the paragraph; and by



    b. Revising the phrase ``that of a fiancee'' or fiance to read 



``that of a spouse or fiance(e), or the child of such alien,''







PART 274a--CONTROL OF EMPLOYMENT OF ALIENS







    17. The authority citation for part 274a is revised to read as 



follows:







    Authority: 8 U.S.C. 1101, 1103, 1324a; 8 CFR part 2.







    18. Section 274a.12(a) is amended by:



    a. Revising paragraph (a) heading, and paragraph (a) introductory 



text;







    b. Revising paragraph (a)(6);



    c. Adding a new paragraph (a)(9).



    The revisions and additions read as follows:











Sec. 274a.12  Classes of aliens authorized to accept employment.







    (a) Aliens authorized incident to status. Pursuant to the statutory 



or regulatory reference cited, the following classes of aliens are 



authorized to be employed in the United States without restrictions as 



to location or type of employment as a condition of their admission or 



subsequent change to one of the indicated classes. Any alien who is 



within a class of aliens described in paragraphs (a)(3) through (a)(13) 



of this section, and who seeks to be employed in the United States, 



must apply with the Service for a document evidencing such employment 



authorization.



* * * * *



    (6) An alien admitted to the United States as a nonimmigrant fiance 



or fiancee pursuant to section 101(a)(15)(K)(i) of the Act, or an alien 



admitted as a child of such alien, for the period of admission in that 



status, as evidenced by an employment authorization document issued by 



the Service;



* * * * *



    (9) Any alien admitted as a nonimmigrant spouse pursuant to section 



101(a)(15)(K)(ii) of the Act, or an alien admitted as a child of such 



alien, for the period of admission in that status, as evidenced by an 



employment authorization document, with an expiration date issued by 



the Service;







* * * * *







    Dated: August 2, 2001.



Kevin D. Rooney,



Acting Commissioner, Immigration and Naturalization Service.



[FR Doc. 01-20302 Filed 8-13-01; 8:45 am]



BILLING CODE 4410-10-M









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